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Executive Series: Moving from a Microscope to a Telescope: An In-House View from Ex-Regulators

Overview

Date 10:00 AM - 10:50 AM (0 hours 50 minutes)
Monday, May 02
Track
Compliance & Regulatory
Executive Series
Event
In-person

When regulators move out of the government sector, their viewpoint can change. This panel will discuss their lessons learned while working in the government, as well as what they wish they knew while on the government-side of the fence. Panelists will cover financial privacy and fraud prevention, and how companies can best protect customers and company assets and keep up with regulatory expectations. Speakers will draw from their experience as regulators to discuss managing third-party risk and keeping up with enforcement trends, and compliance strategies they currently employ.

Speakers:

G
Gary Stein
Chief Product & Compliance Officer
OPY USA Inc.